Personnel Hong Kong SFC License Details (ID 2107764)

Personnel Hong Kong SFC License Details (ID 2107764)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-11-13	-
Quam Securities Limited	Rep	Dealing in futures contracts	2017-08-16	2017-10-27
	Rep	Dealing in securities	2017-08-16	2017-10-27
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-06-08	2017-07-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2015-09-01	2017-07-21
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-18	2017-07-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-05-18	2017-07-21
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2013-09-16	2014-02-10
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2013-07-29	2015-04-30
	Rep	Dealing in securities	2013-07-29	2015-04-30