Webb-site Legacy

Chen, Emily (SFC:BBN893)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-10-23	-
	Rep	Asset management	2017-10-23	-
	Rep	Dealing in securities	2017-10-23	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2017-10-23	-
	Rep	Asset management	2017-10-23	-
	Rep	Dealing in securities	2017-10-23	-
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2015-07-10	2016-12-16
	Rep	Asset management	2015-07-10	2016-12-16
LIM ADVISORS LIMITED	Rep	Asset management	2013-07-29	2014-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.