Chau, Ka Ying (SFC:BBQ432) 巢家瑩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-07-30	-
	Rep	Asset management	2013-07-30	-
	Rep	Dealing in securities	2013-07-30	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-30	-
	Rep	Asset management	2013-07-30	-
	Rep	Dealing in securities	2013-07-30	-

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-07-30	-
	Rep	Asset management	2013-07-30	-
	Rep	Dealing in securities	2013-07-30	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-30	-
	Rep	Asset management	2013-07-30	-
	Rep	Dealing in securities	2013-07-30	-