Personnel Hong Kong SFC License Details (ID 2108487)

Personnel Hong Kong SFC License Details (ID 2108487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-11-06	-
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-08-20	2020-10-28
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2014-08-20	2019-06-05
	Rep	Dealing in futures contracts	2014-08-20	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-08-20	2019-06-05
	Rep	Dealing in securities	2014-05-02	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-07-30	2013-11-30