Personnel SFC Licences and HKMA Registrations (ID 2108488)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Stellar Securities Limited	RO	Dealing in securities	2024-12-27	-
Yunfeng Asset Management Limited	Rep	Asset management	2016-03-24	2020-11-22
Yunfeng Financial Markets Limited	Rep	Asset management	2016-03-24	2020-11-22
Yunfeng Securities Limited	Rep	Dealing in securities	2016-02-22	2020-11-22
Yunfeng Financial Markets Limited	Rep	Advising on securities	2015-10-20	2020-11-22
	Rep	Dealing in securities	2015-10-20	2020-11-22
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Dealing in securities	2015-01-28	2015-09-02
	Rep	Advising on futures contracts	2013-07-30	2015-09-02
	Rep	Advising on securities	2013-07-30	2015-09-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.