Personnel Hong Kong SFC License Details (ID 2109097)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-09-01	2014-11-18
	Rep	Asset management	2014-09-01	2014-11-18
	Rep	Dealing in securities	2014-09-01	2014-11-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-07-31	2014-08-09
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-07-31	2014-08-09