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Ward, Simon Anthony (SFC:BBQ753) Hong Kong SFC License Details (ID 2109101)
Ward, Simon Anthony (SFC:BBQ753)
SFC ID:
BBQ753
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
2013-07-31
-
Rep
Advising on securities
2013-07-31
-
Rep
Dealing in securities
2013-07-31
-