Personnel Hong Kong SFC License Details (ID 2109105)

Personnel Hong Kong SFC License Details (ID 2109105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2026-07-02	-
	Rep	Asset management	2026-07-02	-
	Rep	Dealing in securities	2026-07-02	-
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2020-11-10	2026-06-30
	Rep	Advising on securities	2020-11-06	2026-06-30
	Rep	Asset management	2020-11-06	2026-06-30
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2017-11-20	2020-10-08
	Rep	Asset management	2017-11-20	2020-10-08
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2015-03-17	2017-11-10
	Rep	Asset management	2015-03-17	2017-11-10
OPEN ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-09-15	2015-03-06
Open Securities Limited	Rep	Dealing in futures contracts	2014-09-15	2015-03-06
	Rep	Advising on securities	2013-07-31	2015-03-06
	Rep	Dealing in securities	2013-07-31	2015-03-06