Personnel SFC Licences and HKMA Registrations (ID 2111474)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Clarity Investment Partners Limited	RO	Asset management	2017-09-26	-
Oneday Asset Management Limited	Rep	Asset management	2014-10-27	2017-06-30
DL SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-08-05	2013-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.