Personnel SFC Licences and HKMA Registrations (ID 2111477)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AB Capital Investment Limited (HK)	RO	Asset management	2021-03-02	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2013-08-05	2018-06-08
	Rep	Dealing in securities	2013-08-05	2018-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.