Personnel SFC Licences and HKMA Registrations (ID 2111507)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2025-05-12	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2025-05-12	-
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2017-04-03	2025-01-25
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2017-03-14	2025-01-25
Beevest Securities Limited	Rep	Dealing in securities	2016-06-29	2017-02-08
KGI ASIA LIMITED	Rep	Dealing in securities	2015-02-23	2016-05-04
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-08-05	2014-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.