Personnel SFC Licences and HKMA Registrations (ID 2112104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-09-20	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-11-17	-
	Rep	Dealing in securities	2020-11-11	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-03-16	2020-10-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2020-03-16	2020-10-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2013-08-06	2014-05-31
	Rep	Dealing in securities	2013-08-06	2014-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.