| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-29 | - |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-12-17 | - |
| Rep | Advising on securities | 2021-12-17 | 2024-01-18 |
| Kaisa Asset Management Limited | Rep | Advising on securities | 2020-01-14 | 2021-12-03 |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-01-14 | 2021-12-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2017-08-07 | 2020-01-05 |
| Rep | Dealing in securities | 2017-08-07 | 2020-01-05 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2020-01-05 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-06 | 2017-07-07 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-06 | 2017-07-07 |