Personnel SFC Licences and HKMA Registrations (ID 2112110)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RC Futures Advisory Limited	Rep	Advising on securities	2023-07-19	-
	Rep	Advising on futures contracts	2023-06-28	-
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2013-08-06	2014-08-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.