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Sun, Yiding 孫一丁 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 2113587)
Sun, Yiding 孫一丁
SFC ID:
BBR448
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Ms Sun Yiding for 8 months
SFC
SFC, 19-Dec-2022
For operating an external brokerage account, in which she conducted 829 trades worth HK$47.4m in a year, including 3 stocks on a Restricted List, without disclosure or pre-clearance.
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