Personnel SFC Licences and HKMA Registrations (ID 2113588)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-21	-
	Rep	Dealing in securities	2024-02-21	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-07-03	2019-02-20
CTBC Asia Limited	Rep	Advising on securities	2013-08-08	2017-12-31
	Rep	Dealing in securities	2013-08-08	2017-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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