Personnel SFC Licences and HKMA Registrations (ID 2113600)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2021-06-23	-
	RO	Asset management	2021-06-23	-
	RO	Dealing in securities	2021-06-23	-
	Rep	Advising on securities	2013-08-08	2021-06-23
	Rep	Asset management	2013-08-08	2021-06-23
	Rep	Dealing in securities	2013-08-08	2021-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.