Penavic, Stjepan Drzislav

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-19	-
	Rep	Dealing in securities	2026-03-19	-
	Rep	Advising on securities	2025-05-09	2026-03-18
	Rep	Dealing in securities	2025-05-09	2026-03-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-11-05	2020-03-24
	Rep	Dealing in securities	2018-07-31	2018-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-19	-
	Rep	Dealing in securities	2026-03-19	-
	Rep	Advising on securities	2025-05-09	2026-03-18
	Rep	Dealing in securities	2025-05-09	2026-03-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-11-05	2020-03-24
	Rep	Dealing in securities	2018-07-31	2018-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.