Personnel SFC Licences and HKMA Registrations (ID 21141840)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2023-03-20	-
	Rep	Asset management	2023-03-20	-
	Rep	Dealing in securities	2023-03-20	-
MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	RO	Dealing in securities	2022-09-29	2023-01-31
	RO	Advising on securities	2019-09-04	2023-01-31
	RO	Asset management	2019-09-04	2023-01-31
	Rep	Dealing in securities	2018-07-31	2022-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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