| Everest (Hong Kong) Securities Limited | RO | Dealing in securities | 2025-06-19 | - |
| GIGA (HONG KONG) LIMITED | RO | Advising on securities | 2024-03-05 | - |
| RO | Asset management | 2024-03-05 | - |
| SINOFIDES SECURITIES LIMITED | RO | Advising on securities | 2022-12-12 | 2024-02-29 |
| RO | Dealing in securities | 2022-12-12 | 2024-02-29 |
| Golden Rich Securities Limited | RO | Dealing in securities | 2020-09-17 | 2022-10-10 |
| CHINA CIFCO SECURITIES CO., LIMITED | RO | Advising on securities | 2019-08-13 | 2020-07-31 |
| RO | Dealing in securities | 2019-08-13 | 2020-07-31 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2019-06-18 | 2020-07-31 |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | Advising on securities | 2019-05-14 | 2019-08-13 |
| Rep | Dealing in securities | 2019-05-14 | 2019-08-13 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-14 | 2019-06-18 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2018-11-12 | 2019-04-26 |
| RO | Dealing in securities | 2018-11-12 | 2019-04-26 |
| Rep | Advising on securities | 2017-10-19 | 2018-11-12 |
| CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-16 | 2019-04-26 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-06-16 | 2018-11-12 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-06-30 | 2017-06-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-08 | 2017-06-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-08-09 | 2014-03-30 |