Personnel Hong Kong SFC License Details (ID 2114362)

Personnel Hong Kong SFC License Details (ID 2114362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2024-05-06	-
	Rep	Dealing in futures contracts	2024-05-06	-
	Rep	Dealing in securities	2024-05-06	-
G. H. Financials (Hong Kong) Limited	Rep	Dealing in futures contracts	2023-06-20	2024-03-12
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-08-23	2023-06-07
	Rep	Dealing in securities	2021-03-16	2023-06-07
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-02-16	2023-06-07
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2017-03-27	2021-01-28
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2013-08-09	2014-05-26