| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Chengxin (Asia Pacific) Credit Ratings Company Limited | RO | Providing credit rating services | 2024-10-25 | - |
| Rep | Providing credit rating services | 2019-02-01 | 2024-10-25 | |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2017-07-13 | 2018-12-07 |
| Rep | Asset management | 2017-07-13 | 2018-12-07 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-04-25 | 2017-01-17 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2013-08-09 | 2015-02-16 |
No HKMA registrations in the collected records.