Personnel Hong Kong SFC License Details (ID 2114367)

Personnel Hong Kong SFC License Details (ID 2114367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Chengxin (Asia Pacific) Credit Ratings Company Limited	RO	Providing credit rating services	2024-10-25	-
	Rep	Providing credit rating services	2019-02-01	2024-10-25
PAOCHU INVESTMENT ADVISORY LIMITED	Rep	Advising on securities	2017-07-13	2018-12-07
	Rep	Asset management	2017-07-13	2018-12-07
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2016-04-25	2017-01-17
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2013-08-09	2015-02-16