Personnel Hong Kong SFC License Details (ID 2115297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KB Securities Hong Kong Limited	RO	Advising on securities	2018-05-04	-
	RO	Dealing in securities	2018-05-04	-
	Rep	Advising on securities	2017-09-11	2018-05-04
	Rep	Dealing in securities	2017-09-11	2018-05-04
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	RO	Leveraged foreign exchange trading	2015-02-11	2017-08-31
	Rep	Advising on securities	2013-08-12	2017-08-31
	Rep	Dealing in securities	2013-08-12	2017-08-31