Personnel Hong Kong SFC License Details (ID 2115299)

Personnel Hong Kong SFC License Details (ID 2115299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZH SECURITIES LIMITED	RO	Advising on securities	2024-11-14	-
	RO	Asset management	2024-11-14	-
NTF Asset Management Limited	RO	Asset management	2022-01-06	2023-08-31
	Rep	Asset management	2021-12-01	2022-01-06
ASCENDANT SECURITIES (HK) LIMITED	RO	Advising on securities	2016-09-06	2021-09-30
	RO	Asset management	2016-09-06	2021-09-30
YONG RONG (HK) ASSET MANAGEMENT LIMITED	RO	Asset management	2014-12-08	2016-06-01
	Rep	Asset management	2014-11-26	2014-12-08
	RO	Asset management	2013-05-03	2014-09-08