Personnel Hong Kong SFC License Details (ID 2115697)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Providing automated trading services	2025-07-29	2025-09-17
	Rep	Dealing in securities	2025-07-29	2025-09-17
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-11-16	2020-12-31
	Rep	Dealing in securities	2017-11-16	2020-12-31
BOCHK Asset Management Limited	Rep	Advising on securities	2013-08-13	2017-11-13
	Rep	Asset management	2013-08-13	2017-11-13
	Rep	Dealing in securities	2013-08-13	2017-11-13