Personnel Hong Kong SFC License Details (ID 2115706)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2015-07-13	2017-05-27
	Rep	Dealing in securities	2015-07-13	2017-05-27
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Advising on securities	2013-08-13	2015-06-05
	Rep	Asset management	2013-08-13	2015-06-05
	Rep	Dealing in securities	2013-08-13	2015-06-05