| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-03-06 | - |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-08-13 | 2018-09-07 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Advising on futures contracts | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2022-03-08 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Dealing in securities | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2018-11-29 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Dealing in futures contracts | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2018-11-29 | — | Current |
| 香 港 上 海 滙 豐 銀 行 有 限 公 司 | Advising on securities | Non-EO | MARKETS & SECURITIES SERVICES, DIRECTOR | 2018-11-29 | — | Current |
| HSBC BANK PLC | Dealing in securities | Non-EO | — | 2022-04-08 | 2025-05-30 | Former |
| HSBC BANK PLC | Advising on securities | Non-EO | — | 2022-04-08 | 2025-05-30 | Former |
| 法 國 興 業 亞 洲 有 限 公 司 | Dealing in securities | Non-EO | — | 2008-09-24 | 2018-04-30 | Former |
| 法 國 興 業 銀 行 | Dealing in securities | Non-EO | — | 2008-09-24 | 2018-09-07 | Former |