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Yung, Richard Jr. 榮文淵 SFC Licences and HKMA Registrations (ID 2115782)
Yung, Richard Jr. 榮文淵
SFC ID:
ABA159
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED
Rep
Dealing in securities
2024-07-10
-
OnePlatform Asset Management Limited
Rep
Dealing in securities
2013-08-14
2024-06-15
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.