Personnel SFC Licences and HKMA Registrations (ID 2115786)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2018-07-19	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2015-10-15	2018-06-29
	Rep	Dealing in securities	2015-10-15	2018-06-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2013-08-14	2015-10-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.