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Gunion, Tracie Kathleen Hong Kong SFC License Details (ID 2117155)
Gunion, Tracie Kathleen
SFC ID:
AZB792
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Asiya Investments Hong Kong Limited
Rep
Advising on securities
2013-08-15
2015-11-28
Rep
Asset management
2013-08-15
2015-11-28