Personnel Hong Kong SFC License Details (ID 2117160)

Personnel Hong Kong SFC License Details (ID 2117160)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2026-07-07	-
	Rep	Advising on corporate finance	2025-09-02	2026-07-07
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-09-02	-
XCap Partners Limited	Rep	Advising on corporate finance	2025-02-04	2025-04-08
	Rep	Advising on securities	2025-02-04	2025-04-08
	Rep	Asset management	2025-02-04	2025-04-08
	Rep	Dealing in securities	2025-02-04	2025-04-08
CMB International Capital Limited	Rep	Advising on corporate finance	2021-07-23	2024-06-07
	Rep	Dealing in securities	2021-07-23	2024-06-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2013-08-15	2021-03-26
	Rep	Advising on securities	2013-08-15	2021-03-26
	Rep	Dealing in securities	2013-08-15	2021-03-26