Personnel Hong Kong SFC License Details (ID 2117943)

Personnel Hong Kong SFC License Details (ID 2117943)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-09-27	2021-02-28
	Rep	Advising on securities	2018-09-27	2021-02-28
	Rep	Providing automated trading services	2018-09-10	2021-02-28
	Rep	Dealing in futures contracts	2018-09-10	2021-02-28
	Rep	Dealing in securities	2018-09-10	2021-02-28
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-08-16	2018-06-07
	Rep	Dealing in securities	2013-08-16	2018-06-07
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-16	2018-06-07
	Rep	Dealing in securities	2013-08-16	2018-06-07