| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merit Asset Management Limited | RO | Dealing in securities | 2026-11-11 | - |
| Rep | Advising on securities | 2026-10-06 | - | |
| Rep | Asset management | 2026-10-06 | - | |
| Rep | Dealing in securities | 2026-10-06 | 2026-11-11 | |
| Bright Moon Capital Limited | Rep | Advising on securities | 2025-11-11 | 2026-09-11 |
| Rep | Asset management | 2025-11-11 | 2026-09-11 | |
| Bright Moon Securities Limited | RO | Dealing in securities | 2025-08-04 | 2026-09-11 |
| Finet Securities Limited | RO | Advising on securities | 2025-02-07 | 2025-05-30 |
| RO | Dealing in securities | 2025-02-07 | 2025-05-30 | |
| Rep | Advising on securities | 2025-01-03 | 2025-02-07 | |
| Rep | Dealing in securities | 2025-01-03 | 2025-02-07 | |
| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-09-05 | 2024-08-21 |
| RO | Dealing in securities | 2023-09-05 | 2024-08-21 | |
| GRAND FIRE SECURITIES LIMITED | Rep | Asset management | 2023-02-07 | 2023-07-14 |
| Rep | Advising on securities | 2018-08-21 | 2023-07-14 | |
| RO | Dealing in securities | 2017-12-08 | 2023-07-14 | |
| Rep | Dealing in securities | 2017-04-11 | 2017-12-08 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2016-09-15 | 2017-02-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-26 | 2017-02-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-02-26 | 2017-02-28 |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-08-19 | 2016-01-28 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2013-08-19 | 2016-01-28 |
No HKMA registrations in the collected records.