Personnel Hong Kong SFC License Details (ID 2119)

Personnel Hong Kong SFC License Details (ID 2119)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELPHINIUM ASSETS MANAGEMENT LIMITED	RO	Advising on securities	2016-10-24	2025-03-05
	RO	Asset management	2016-10-24	2025-03-05
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2013-01-23	2014-10-01
	RO	Asset management	2013-01-23	2014-10-01
HARMONY ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2022-07-28
	RO	Advising on securities	-	2022-07-28
	RO	Asset management	-	2022-07-28
HAYWOOD INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	-	2005-01-10
	RO	Asset management	-	2005-01-10