| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED | RO | Advising on securities | 2016-10-24 | 2025-03-05 |
| RO | Asset management | 2016-10-24 | 2025-03-05 | |
| Esperanza Fintech (Securities) Limited | RO | Advising on securities | 2013-01-23 | 2014-10-01 |
| RO | Asset management | 2013-01-23 | 2014-10-01 | |
| HARMONY ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | - | 2022-07-28 |
| RO | Advising on securities | - | 2022-07-28 | |
| RO | Asset management | - | 2022-07-28 | |
| HAYWOOD INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | - | 2005-01-10 |
| RO | Asset management | - | 2005-01-10 |
No HKMA registrations in the collected records.