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Liu, Zhao (SFC:BBS869) Hong Kong SFC License Details (ID 2119055)
Liu, Zhao (SFC:BBS869)
SFC ID:
BBS869
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
Cool River Venture HK Limited
RO
Asset management
2024-11-21
-
BARCLAYS CAPITAL ASIA LIMITED
Rep
Advising on corporate finance
2013-08-20
2015-03-27
Rep
Dealing in securities
2013-08-20
2015-03-27