Personnel Hong Kong SFC License Details (ID 21195)

Personnel Hong Kong SFC License Details (ID 21195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2018-03-12	-
EVOLUTION ASIA INVESTMENTS LIMITED	RO	Advising on securities	2009-10-06	2019-08-30
FE SECURITIES LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-07-21
	RO	Asset management	2003-04-01	2005-01-31
	RO	Advising on corporate finance	2003-04-01	2005-04-15
FIRST EASTERN INVESTMENTS LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2005-01-31
	RO	Asset management	2003-04-01	2018-03-12