Personnel Hong Kong SFC License Details (ID 2119757)

Personnel Hong Kong SFC License Details (ID 2119757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BAIN CAPITAL PRIVATE EQUITY (ASIA) LIMITED	Rep	Dealing in securities	2018-09-18	-
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2016-04-15	2018-07-17
	Rep	Asset management	2016-04-15	2018-07-17
	Rep	Dealing in securities	2016-04-15	2018-07-17
GF International Investment Management Limited	RO	Advising on securities	2015-07-17	2016-04-02
	RO	Asset management	2015-07-17	2016-04-02
	RO	Dealing in securities	2015-07-17	2016-04-02
	Rep	Advising on securities	2013-08-21	2015-07-17
	Rep	Asset management	2013-08-21	2015-07-17