Personnel Hong Kong SFC License Details (ID 2119766)

Personnel Hong Kong SFC License Details (ID 2119766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	RO	Advising on securities	2026-01-28	-
	RO	Dealing in securities	2026-01-28	-
	Rep	Advising on securities	2025-08-11	2026-01-28
	Rep	Dealing in securities	2025-08-11	2026-01-28
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2017-10-09	2025-06-19
	Rep	Dealing in securities	2017-10-09	2025-06-19
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2013-08-21	2017-09-08
	Rep	Asset management	2013-08-21	2017-09-08
	Rep	Dealing in securities	2013-08-21	2017-09-08