Personnel SFC Licences and HKMA Registrations (ID 2120493)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-08-06	-
CMB International Securities Limited	Rep	Dealing in securities	2024-08-06	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-07-16	2024-07-19
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2024-07-16	2024-07-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2024-07-16	2024-07-19
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2024-07-16	2024-07-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2024-07-16	2024-07-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-04-28	2024-06-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-08-22	2024-06-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-08-22	2024-06-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.