Personnel SFC Licences and HKMA Registrations (ID 2121261)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2023-03-02	-
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2018-07-31	-
	RO	Dealing in securities	2018-07-31	-
	RO	Providing automated trading services	2018-07-31	2018-11-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-07-07	2023-03-02
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2014-07-07	2018-07-31
	Rep	Dealing in futures contracts	2014-07-07	2018-07-31
	Rep	Dealing in securities	2014-07-07	2018-07-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-08-23	2014-04-05
	Rep	Dealing in securities	2013-08-23	2014-04-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-23	2014-04-05
	Rep	Dealing in securities	2013-08-23	2014-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.