Webb-site Legacy

Broadfield, David John

SFC ID:BBT521

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2023-03-02	-
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2018-07-31	-
	RO	Dealing in securities	2018-07-31	-
	RO	Providing automated trading services	2018-07-31	2018-11-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-07-07	2023-03-02
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2014-07-07	2018-07-31
	Rep	Dealing in futures contracts	2014-07-07	2018-07-31
	Rep	Dealing in securities	2014-07-07	2018-07-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-08-23	2014-04-05
	Rep	Dealing in securities	2013-08-23	2014-04-05
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2013-08-23	2014-04-05
	Rep	Dealing in securities	2013-08-23	2014-04-05