Personnel SFC Licences and HKMA Registrations (ID 21216349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Advising on securities	2024-03-12	-
	Rep	Asset management	2024-03-12	-
	Rep	Dealing in securities	2024-03-12	-
Azure Lion International Asset Management Company Limited	Rep	Asset management	2018-08-01	2023-09-15
Azure Lion International Securities Company Limited	Rep	Advising on securities	2018-08-01	2023-09-15
	Rep	Dealing in securities	2018-08-01	2023-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.