Personnel Hong Kong SFC License Details (ID 2122006)

Personnel Hong Kong SFC License Details (ID 2122006)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leonteq Securities (Hong Kong) Limited	RO	Advising on securities	2024-02-09	-
	RO	Dealing in securities	2024-02-09	-
	Rep	Advising on securities	2022-09-26	2024-02-09
	Rep	Dealing in securities	2022-09-26	2024-02-09
Eurizon Capital Asia Limited	Rep	Advising on securities	2020-12-30	2021-04-16
	Rep	Asset management	2020-12-30	2021-04-16
	Rep	Dealing in securities	2020-12-30	2021-04-16
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2016-03-21	2020-08-05
	Rep	Asset management	2016-03-21	2020-08-05
	Rep	Dealing in securities	2016-03-21	2020-08-05
Ninety One Hong Kong Limited	Rep	Advising on securities	2015-05-12	2016-03-14
	Rep	Asset management	2015-05-12	2016-03-14
	Rep	Dealing in securities	2015-05-12	2016-03-14
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-08-26	2014-12-31
	Rep	Asset management	2013-08-26	2014-12-31
	Rep	Dealing in securities	2013-08-26	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-08-26	2015-04-17
	Rep	Asset management	2013-08-26	2015-04-17
	Rep	Dealing in securities	2013-08-26	2015-04-17