Personnel Hong Kong SFC License Details (ID 2122019)

Personnel Hong Kong SFC License Details (ID 2122019)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Securities Limited	Rep	Dealing in securities	2021-07-20	2024-10-03
Boom Securities (H.K.) Limited	Rep	Dealing in futures contracts	2019-12-04	-
	Rep	Dealing in securities	2019-12-04	-
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-06-08	2017-09-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-03-09	2017-09-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2016-03-09	2017-09-06
	Rep	Dealing in securities	2013-08-26	2017-09-06