Personnel Hong Kong SFC License Details (ID 2122020)

Personnel Hong Kong SFC License Details (ID 2122020)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUEN FAT SECURITIES COMPANY LIMITED	RO	Dealing in securities	2025-03-19	-
	Rep	Dealing in securities	2025-02-03	2025-03-19
I-ACCESS INVESTORS LIMITED	Rep	Leveraged foreign exchange trading	2021-10-11	2022-08-23
	RO	Dealing in futures contracts	2020-07-29	2023-02-24
	RO	Dealing in securities	2020-07-29	2024-11-18
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2013-09-16	2014-07-21
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2013-08-26	2020-07-29
	Rep	Dealing in securities	2013-08-26	2020-07-29