Personnel Hong Kong SFC License Details (ID 2122022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2025-09-23	2025-09-26
	Rep	Advising on securities	2025-07-08	2025-07-11
	Rep	Advising on securities	2025-02-14	2025-02-19
	Rep	Advising on securities	2024-10-04	2024-10-09
	Rep	Advising on securities	2024-02-23	2024-02-28
	Rep	Advising on securities	2023-11-10	2023-11-15
	Rep	Advising on securities	2023-06-26	2023-07-03
	Rep	Advising on securities	2023-02-20	2023-02-28
	Rep	Advising on securities	2022-10-14	2022-10-20
	Rep	Advising on securities	2019-10-04	2019-10-10
	Rep	Advising on securities	2019-04-02	2019-04-04
	Rep	Advising on securities	2018-11-20	2018-11-22
	Rep	Advising on securities	2018-07-06	2018-07-11
	Rep	Advising on securities	2018-03-29	2018-04-04
	Rep	Dealing in securities	2018-03-29	2018-04-04
	Rep	Advising on securities	2017-10-09	2017-10-12
	Rep	Dealing in securities	2017-10-09	2017-10-12
	Rep	Advising on securities	2017-05-31	2017-06-02
	Rep	Dealing in securities	2017-05-31	2017-06-02
	Rep	Advising on securities	2017-04-13	2017-04-20
	Rep	Dealing in securities	2017-04-13	2017-04-20
	Rep	Advising on securities	2016-11-14	2016-11-16
	Rep	Dealing in securities	2016-11-14	2016-11-16
	Rep	Advising on securities	2016-04-18	2016-04-20
	Rep	Dealing in securities	2016-04-18	2016-04-20
	Rep	Advising on securities	2015-11-16	2015-11-18
	Rep	Dealing in securities	2015-11-16	2015-11-18
	Rep	Advising on securities	2015-08-25	2015-08-27
	Rep	Dealing in securities	2015-08-25	2015-08-27
	Rep	Advising on securities	2014-11-18	2014-11-20
	Rep	Dealing in securities	2014-11-18	2014-11-20
	Rep	Advising on securities	2014-08-18	2014-08-19
	Rep	Dealing in securities	2014-08-18	2014-08-19
	Rep	Advising on securities	2013-08-26	2013-08-27
	Rep	Dealing in securities	2013-08-26	2013-08-27