Personnel Hong Kong SFC License Details (ID 2122734)

Personnel Hong Kong SFC License Details (ID 2122734)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2026-04-14	-
	Rep	Dealing in securities	2026-04-14	-
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2026-04-14	-
	Rep	Dealing in securities	2026-04-14	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2022-07-19	2026-02-25
	Rep	Advising on securities	2022-07-19	2026-02-25
	Rep	Dealing in securities	2022-07-19	2026-02-25
ABCI Securities Company Limited	Rep	Dealing in securities	2016-02-12	2022-06-24
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2013-08-27	2022-06-24
	Rep	Dealing in securities	2013-08-27	2022-06-24