Personnel Hong Kong SFC License Details (ID 2122736)

Personnel Hong Kong SFC License Details (ID 2122736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XY Investments (HK) Limited	RO	Asset management	2024-11-22	-
	RO	Asset management	2023-05-03	2023-12-31
	Rep	Asset management	2020-02-19	2023-05-03
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2016-08-15	2018-01-26
	Rep	Asset management	2016-08-15	2018-01-26
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2016-06-13	2016-08-03
	Rep	Asset management	2016-06-13	2016-08-03
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2016-01-18	2016-02-22
	Rep	Asset management	2016-01-18	2016-02-22
	Rep	Dealing in securities	2016-01-18	2016-02-22
Anbang Asset Management (Hong Kong) Co. Limited	Rep	Advising on securities	2014-04-23	2015-12-21
	Rep	Dealing in securities	2014-04-23	2015-12-21
	Rep	Asset management	2013-08-27	2015-12-21