Personnel Hong Kong SFC License Details (ID 2124146)

Personnel Hong Kong SFC License Details (ID 2124146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-08-25	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-08-25	-
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-11-26	2017-08-13
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-11-26	2017-08-13
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2013-08-29	2014-11-20
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2013-08-29	2014-11-20