| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Syfe Hong Kong Limited | RO | Asset management | 2023-07-21 | 2026-06-05 |
| RO | Advising on securities | 2022-08-01 | 2026-06-05 | |
| RO | Dealing in securities | 2022-08-01 | 2026-06-05 | |
| Rep | Advising on securities | 2022-07-06 | 2022-08-01 | |
| Rep | Dealing in securities | 2022-07-06 | 2022-08-01 | |
| Rep | Asset management | 2022-07-06 | 2023-07-21 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2022-06-17 |
| Rep | Dealing in securities | 2016-12-19 | 2022-06-17 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-08-30 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-30 | 2022-06-17 |
| Rep | Dealing in securities | 2013-08-30 | 2022-06-17 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-08-30 | 2016-12-18 |