Personnel SFC Licences and HKMA Registrations (ID 2127811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Advising on corporate finance	2016-06-24	-
	Rep	Dealing in securities	2016-06-24	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2013-09-05	2016-01-21
	Rep	Dealing in securities	2013-09-05	2016-01-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.